Robinhood, SEC

Robinhood to pay $45 million to settle SEC charges over record keeping, other violations
Online trading firm Robinhood Markets has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting and other rule violations, the regulator said on Monday.
SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million to settlement charges they violated more than 10 separate securities law provisions.
Robinhood agrees to pay $45M in SEC settlement
Robinhood has agreed to fork out $45 million to settle an investigation by the Securities and Exchange Commission over several alleged violations,
More Wall Street firms settle US SEC charges over record-keeping
Wall Street firms including Blackstone , Apollo Capital Management and Carlyle have agreed to pay more than $63 million for violating U.S. Securities and Exchange Commission rules over record-keeping,
Robinhood Is Fined $45 Million Over a New Set of Securities Violations
The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, among other infractions.
Robinhood to Pay $45 Million SEC Settlement Over Data Breach, Other Violations
Millions of customer names and emails were exposed by a 2021 hack.
Robinhood to pay $45 million to settle SEC claims
Robinhood Markets Inc. units agreed to pay $45 million to settle SEC allegations of failing to report suspicious activities and maintain records. The firms did not admit or deny wrongdoing, claiming to have addressed most issues previously.
Robinhood broker-dealers to pay $45M SEC settlement over range of violations
The U.S. Securities and Exchange Commission said Monday that two broker-dealers owned by Robinhood Markets (NASDAQ:HOOD) have agreed to a $45M settlement to resolve charges of violating a slew of securities law provisions.
SEC Reaches $63 Million Settlement With 12 Firms Over Recordkeeping
The firms used unapproved communication methods to send and receive messages that were required to be preserved, the agency ...
Inconsistent Hogs on Desperate Mission for First SEC Win
Worse yet, the Hogs didn't look like the better team in either of those games. Mostly, it's inconsistency. Much of the time, ...
David Pollack Reveals Why the SEC's Dominance is Over
"The SEC's overwhelming dominance, that's gone," Pollack said. "The transfer portal and NIL have changed that. It's not like ...
BMO unit to pay $40.7 million in US SEC settlement over misleading bond sales
A unit of Bank of Montreal agreed to pay $40.7 million to settle U.S. Securities and Exchange Commission charges that it ...
‘How to become a winner’: Ohio State football provides lesson for SEC in comedy sketch
Can Ohio State football teach the SEC a lesson about winning? The popular comedy sketch series "SEC Shorts" thinks so.
Troy football announces 4 transfer additions, including 3 with state/SEC ties
Troy on Monday announced the addition of four football transfers, including two from inside the state and three who ...
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LSU football beat out two SEC schools for a key transfer safety from the ACC
LSU football added another transfer, and this one filled a major position of need. See who's joining the Tigers.
Gators Alex Condon Named Co-SEC Player Of The Week
After impressive performances during Florida’s recent wins over No.1 Tennessee and Arkansas, the sophomore has earned the ...